Service
Law – Public Service Commission – Age Relaxation - In the absence of any
indication in the rules / executive instructions, the provisions for age
relaxation cannot be construed on cumulative basis in respect of applicants who
are covered under more than one categories for which age relaxations may have
been provided. Rather, such provisions will have to be construed on a noncumulative
basis.
Service
Law – Public Service Commission – Age Relaxation - If an applicant, for example
belongs to the SC category for which age relaxation upto 5 years is provided
and also belongs to exservicemen category for which the age relaxation upto 3
years is provided, then such applicant, in the absence of any indication in the
rules / executive instructions, will be entitled to claim age relaxation upto 5
years or upto 3 years (on noncumulative basis) as per his/her choice but not
age relaxation upto 5 + 3 = 8 years (on cumulative basis).
Service
Law – Public Service Commission – Age Relaxation - The applicants who are covered
under more than one categories for which age relaxations may have been
provided, in the absence of any contrary indication in the rules / executive instructions,
will have a choice to opt for benefits of age relaxation which suit their
interests best, though on noncumulative basis as explained.
V.D.
Arati Prabhakar Dubewar V/s. Ayurveda Seva Samiti Sanchalit D.M.M. Ayurved
Mahavidyalaya Yavatmal, Through Its Principal and Others, 2011(2) Mh.L.J.
(Dubewar) Held good Law
The
Secretary, Maharashtra Public Service Commission V/s. Manish Ramchandra Patil
and Another, (Writ Petition No. 1587 of 2015) decided on 12th June, 2015
(Patil) Overruled
IN THE HIGH COURT OF JUDICATURE AT BOMBAY
CIVIL APPELLATE JURISDICTION
CORAM
: A. S. OKA, M. S. SONAK & DR. SHALINI PHANSALKARJOSHI, JJ.
PRONOUNCED
ON : 13th DECEMBER, 2018
WRIT
PETITION NO.5858 OF 2015
Maharashtra
Public Service Commission ...Petitioner vs. Sunil Santosh Pawar and Another
..Respondents
WITH
WRIT
PETITION NO.4530 OF 2015
Maharashtra
Public Service Commission ...Petitioner vs. Sanjay Haribhau Magar ...Respondent
Mr.
S.R. Nargolkar, Advocate Amicus Curiae a/w. Mr. Ketan Joshi and Mr.Aumkar Joshi.
Mr. Nitin Dalvi, for the Petitioners in W.P. No.5858 of 2015. Mr. Vikram Pai,
for Respondent No. 1 in WP.No.5858 of 2015. Mr. Ashutosh Kulkarni a/w. Mr.
Sarthak Diwan, for the Petitioner in W.P.No.4530 of 2015. Mr. Chandrakant
Tryambak Chandratre, for Respondent in WP.No. 4530 of 2015. Mr. A.A.
Kumbhakoni, Advocate General a/w. Mr. A.B. Vagyani, G.P., and Mr. Akshay “B”
Panel, Mr. N.C. Walimbe, AGP, for Respondent No. 2 in WP.No. 4530 of 2015.
JUDGMENT
(Per
M.S. Sonak, J.)
By
order dated 18th June, 2018, the Hon'ble the Acting Chief Justice
ordered the constitution of the Full Bench to resolve the conflicting views
expressed by the two Hon'ble Division Benches of this Court in cases of V.D. Arati Prabhakar Dubewar V/s.
Ayurveda Seva Samiti Sanchalit D.M.M. Ayurved Mahavidyalaya Yavatmal, Through
Its Principal and Others, 2011(2) Mh.L.J. (Dubewar) and in The Secretary, Maharashtra Public
Service Commission V/s. Manish Ramchandra Patil and Another, (Writ Petition No.
1587 of 2015) decided on 12th June, 2015 (Patil).
Accordingly
we proceed to answer the reference.
MAIN
ISSUE INVOLVED IN THE REFERENCE:
2.
In “Dubewar” (supra), the Division Bench comprising
Shri S.A. Bobde, J. (as his Lordship then was) and Shri A.B. Choudhari, J. was concerned
with a Petitioner who had applied for selection to the post of Reader. The maximum age limit prescribed for selection
was 35 years as on the last date for receipt of applications. The Petitioner
Dubewar was 45 years 8 months and 2 days old as on the last date. However, she
contended that she was entitled to cumulative age relaxation by 13 years. She
relied on certain rules /executive instructions which provided 10 years age relaxation
in favour of physically challenged applicants and 3 years age relaxation in
favour of reserved category applicants. In the absence of any indication in the
rules/ executive instructions as to whether age relaxation should be construed
on cumulative basis as contended by Petitioner Dubewar, the Division Bench held
that age relaxation will have to be construed on a non cumulative basis.
Therefore, the Petitioner Dubewar was held entitled to age relaxation by
maximum 10 years and not 13 years as contended by her.
3. The
reasoning of the Division Bench in Dubewar
(supra) is reflected in paragraph 7,
which reads thus: 7. It is,
thus, clear that the Central Council of Indian Medicines itself states that the
provisions regarding reservation and relaxation will have to be made by the concerned
Government and the Central Council has not provided with any regulation on that
aspect i.e. obviously because the policy of reservation and relaxation is to be
implemented by the respective State Government and not by the Central Councils
or the Apex bodies. As already stated, the Government of Maharashtra, in so far
as handicapped categories are concerned, clearly provided relaxation by 10 years
i.e. up to 45 years as against earlier upper age limit of 35 years by taking
the policy decision. In other words, the Government of Maharashtra has provided
upper age limit of relaxation to the open category candidates by three years, reserved
category candidates by five years and to the handicapped category candidates by
ten years. The
submission that relaxation to the open category candidates of three years that
was granted by the Government of Maharashtra should in addition be read to the
relaxation of ten years for handicapped category candidates would mean that the
petitioner wants benefit of both relaxation for general category candidates and
relaxation for disabled category candidates. We do not think such a hotchpotch
proposed to be made by the petitioner can be allowed. The categories of the candidates
are different and we do not see any discrimination in such matters when the
categories are clearly distinct and separate. The decision in the case of Aurangabad
Bench has no application for the simple reason that the petitioner/candidate in
the category was not a handicapped category candidate. Consequently, we do not
find any merit in the present writ petition. The same is, therefore, dismissed.
Rule is discharged. No order as to costs.
(Emphasis
supplied)
4.
In Patil (supra),
the Division Bench comprising Shri B.R. Gavai, J. and Smt. Indira K. Jain, J.
was concerned with an applicant (Patil) who had applied for selection to a post
for which the maximum age limit prescribed was 35 years as on the last date for
receipt of applications. The applicant Patil was around 43 years old as on the
last date. However, relying upon certain rules /executive instructions, Patil
contended that he was entitled to age relaxation of 5 years since he was
already in Government service and an additional 5 years since he belonged to
the reserved category. The rules/ executive instructions did provide for such age
relaxation. However, there was no indication in the rules/ executive instructions
as to whether such age relaxation was to be construed cumulatively or non
cumulatively. The Division Bench however upheld the view taken by M.A.T that
the age relaxation be cumulatively construed.
5. The
reasoning of the Division Bench in Patil
(supra) is reflected in paragraph 4,
which reads thus:
4.
We find that the petition is wholly without merit. Insofar as the clause 4.1 is
concerned, though the upper age limit provided for backward class candidates is 35 years, this is in
view of the clause 4 of the Article 16 of the Constitution of India wherein the
State is empowered to make special provision for the persons belonging to
backward class. However, insofar as the relaxation which is provided in clause
4.3 is concerned, it is provided to a specific class of the employees who are already
in Government service. As
such all the employees who are in Government service, whether belonging to backward
class or not, would be entitled to further relaxation of 5 years. Relaxation in
clause 4.1 is by virtue of special provisions under clause 4 of Article 16 of
the Constitution of India, whereas the relaxation granted under clause 4.3 is
to a special class of the employees of the State Government. We find that the view taken by the learned
Tribunal is wholly in accordance with the constitutional mandate and the law.” (Emphasis supplied)
6.
The issue can perhaps be better illustrated by reference to the particular
facts in the case of Maharashtra
Public Service Commission vs. Sanjay Haribhau Magar (Writ Petition No. 4530 of
2015). In this case, the Respondent
Magar, a Government servant belonging to O.B.C
category applied to M.P.S.C for selection to the post of Administrative
Officer. In terms of the advertisement / rules, the maximum age limit
prescribed for consideration to such post was 35 years. However, there was
relaxation upto 5 years for applicants already in Government service or
belonging to other backward classes. The Maharashtra Administrative Tribunal
(MAT) accepted Magar's contention that relaxation had to be
construed on cumulative basis (i.e. 35+5+5=45) and declared Magar, who was over 40 years old as eligible.
The M.P.S.C has questioned MAT's decision by contending that in the absence of
any indication in the rules / executive instructions, age relaxation had to be
construed on noncumulative basis (i.e. 35+5=40) and therefore Magar, who had crossed the age of 40 years, could
not claim eligibility. As noted earlier, it is in this Petition that the conflict
between Patil (supra) and Dubewar (supra) was noticed and the present
reference proposed.
7. At
the very outset, we deem it appropriate to clarify the following two aspects:
(i)
Both in Dubewar (supra) as well as Patil (supra) the
Division Benches were concerned with rules / executive instructions in which there
was no indication as to whether age relaxations should be construed on
cumulative or non cumulative basis. Therefore, in the present reference, we are
restricting ourselves to the issue as to whether age relaxations should be
construed on cumulative or non cumulative basis in the absence of any indication to this
effect in the rules / executive instructions as applicable. This means that if the position is
already governed by the rules / executive instructions in specific terms, then
obviously the construction shall have to be on the basis indicated in such
rules / executive instructions.
(ii)
Secondly, we also clarify that in the present reference, we are not dealing
with legality or validity of rules / executive instructions, where such rules /
executive instructions have already indicated whether age relaxation should be
construed on cumulative or non cumulative basis.
8. Therefore,
the main issue involved in this reference is whether, in absence of any indication in the
rules / executive instructions,
provisions for age relaxation should be construed on cumulative or non
cumulative basis in respect of applicants who are covered under more than one categories
for which age relaxations may have been provided?
SUBMISSIONS
ON BEHALF OF M.P.S.C.:
9.
Mr. Nitin Dalvi and Mr. Ashutosh Kulkarni who appeared for Maharashtra Public
Service Commission (M.P.S.C.) commended the Dubear
(supra) principle of non – cumulative
construction. They submit that age relaxations, though permissible, constitute
deviation from the equality principle in Articles 14 and 16 of the
Constitution. Therefore, provisions relating to such relaxations must receive
strict construction. There can be no scope for implications. They point out
that the State has declared age relaxations in respect of several categories
including but not restricted to Scheduled Castes (SC), Scheduled Tribes (ST),
Other Backward Classes (OBC), physically challenged, sportsmen, project
affected persons, wards of Freedom Fighters, women, employees already in Government
service etc.. If such age relaxations are to be construed on cumulative basis,
then, it is possible that applicants who are covered in more than one category
or say even two to three categories may claim eligibility for appointment even
though they may be nearing the age of 50 years or even 55 years. Such an
interpretation will seriously affect the efficiency of administration apart
from rendering such relaxations excessive and unreasonable. They submit that
such a interpretation might disable such applicants from completing the qualifying
service necessary for receipt of retiral benefits.
10. Mr.
Dalvi and Mr. Kulkarni submit that wherever the legislature or the executive
intended cumulative construction, the rules/ executive instructions stated so,
in specific terms. Therefore, where the rules/executive instructions are
silent, the presumption to be drawn is that the legislature or the executive
did not contemplate cumulative construction. They submit that since MPSC is the
constitutional body enjoined to undertake the selection process, the
construction placed on the rules by the MPSC should normally be preferred over
the construction proposed by applicants or even by the State. They point out
that even the State is required to consult MPSC in making of recruitment rules
and their implementations. They submit that therefore, the interpretation
proposed by MPSC must prevail.
11. Mr.
Dalvi and Mr. Kulkarni point out that Dubewar
(supra), was decided prior to Patil (supra). Therefore, the decision in Dubewar (supra) was binding on the Bench of Coordinate
strength which decided Patil
(supra). In any case, if the Bench
which decided Patil
(supra), for any reason felt
impelled to disagree with the view in Dubewar
(supra) then, they could have
proposed a reference to the Full Bench. However, Patil (supra) was decided without noticing Dubewar (supra). To that extent, the view in Patil (supra) is per
incuriam or sub silento. For all these reasons, the learned
counsel for MPSC submit that the view in Dubewar
(supra) may be preferred over Patil (supra).
SUBMISSIONS
ON BEHALF OF RESPONDENTS:
12.
Mr. Chandrakant Chandratre and Mr. Vikram Pai, learned counsel for the
respondents (original applicants before the MAT), at the outset, submit that
the MPSC lacks locus
standi to question the rulings
of MAT since, the MAT has extended age relaxations as notified by MPSC itself
in its advertisement and executive instructions. The learned counsel submit
that the challenge, if at all, could have been raised only by other applicants
or appointees, if affected by award of relaxation on cumulative basis to the
respondents they represent.
13. Mr.
Chandratre and Mr. Pai point out that there is no conflict as such between Dubewar (supra) and Patil (supra) because Dubewar
(supra) was concerned with age
relaxations to physically challenged applicants belonging to the reserved
category. In contrast, Patil
(supra) was concerned with an
applicant who was already in Government service and belonged to the SC
category. They submit that in absence of any conflict, reference itself was not
competent or in any case, not necessary.
14. Mr.
Chandratre and Mr. Pai commend Patil
(supra) principle because
according to them Dubewar
(supra) contains no reasons. They
also submit that according to the rules of precedents, the later decision,
i.e., Patil (supra) must prevail.
SUBMISSIONS
MADE BY ADVOCATE GENERAL, STATE OF MAHARASHTRA :
15.
Mr. A.A. Kumbhakoni, the learned Advocate General for the State of Maharashtra,
supported neither the contentions raised on behalf of MPSC nor the contention
raised by the private respondents in
their entirety.
16. He
submitted that in such matters it is necessary to trace the source of
reservations, which would include relaxations and concessions. He submitted
that reservations can be of two types, i.e., vertical reservations (in favour
of SC, ST and OBC) which trace source to Article 16(4) of the Constitution and
horizontal reservations (in favour of women, physically challenged, project
affected persons, exservicemen etc.) which trace source to Article 16(1) of the
Constitution. He submitted that the object or the purpose of the two types of
reservations is different and distinct. Therefore, if an applicant falls under
categories covered by both, vertical as well as horizontal reservations, then,
provisions of age relaxations, in case of such an applicant must be construed
on cumulative basis. By way of illustration, the learned Advocate General
submitted that if an applicant belongs to SC category, a source traceable to
Article 16(4) as well as to a physically challenged category, a source
traceable to Article 16(1), then, such applicant will be entitled to construe
age relaxation on cumulative basis. To this extent, the learned Advocate
General disagreed with the contentions raised on behalf of MPSC.
17. The
learned Advocate General however submitted that if an applicant falls under
more than one categories for which horizontal reservations may have been
provided, then, age relaxation, in case of such an applicant will have to be
construed on noncumulative basis. By way of illustration, the learned Advocate
General submitted that if an applicant belongs to physically challenged
category, a source traceable to Article 16(1) as well as exserviceman category,
a source again traceable to Article 16(1), then, such applicant will not be
entitled to construe age relaxation on cumulative basis but only on non
cumulative basis. To that extent, the learned Advocate General disagreed with
the contentions raised on behalf of the respondents.
18. The
learned Advocate General submitted that if the aforesaid interpretation is
accepted as correct, then, there would arise no conflict in the views expressed
in Dubewar (supra) and Patil
(supra).
19. The
learned Advocate General submitted that in matters of this nature what is
fundamental is the time tested golden rule of equality before law and equal
protection of law as guaranteed by Articles 14 and 16 of the Constitution. He
submits that relaxations and concessions even on justifiable grounds are always
by way of exceptions to such time tested golden rule of equality. Therefore,
provisions relating to relaxations and concessions have to be construed
strictly. He submits that except in cases where the reservations trace their
source to two different constitutional provisions, i.e., Articles 16(1) and
16(4), there can be no question of any construction on cumulative basis. He
submits that even the principle of beneficent
construction will not
apply to such a situation because there is always a presumption of
constitutionality but there is no presumption that the State intended to create
some exception without stating so in clear terms. The learned Advocate General
submitted that the interpretation proposed by him will balance and harmonize
the rights and interests of the applicants belonging to the reserved categories
and the general categories.
SUBMISSIONS
MADE BY AMICUS CURIAE:
20.
Mr. Nargolkar, the learned Amicus
Curiae commended the Patil (supra) principle over Dubewar (supra) principle. He submitted that though Patil (supra) was decided without noticing Dubewar (supra), now that the matter is before the Full
Bench, Patil (supra) need not be stigmatized as per incuriam or sub
silentio. Rather, it will be
appropriate if the Full Bench decides which of the two views represents the
correct position from the constitutional perspective.
21. Mr.
Nargolkar submits that the broad term ‘reservations’ encompasses in its fold, relaxations
and concessions, which, in any case, are aids to reservations. He submits that
reservations envisaged under Article 16(4) of the Constitution are not in the
nature of exceptions to the rule of equality enshrined in Article 16(1) of the
Constitution but only an instance. He submits that reservations are necessary
so that de facto and de
jure equalities coincide and a
level playing field is achieved. He submits that reservations including
relaxations and concessions ensure that unequals are not treated equally
thereby violating Articles 14 and 16 of the Constitution. Therefore, where
applicants are covered under more than one categories of social disabilities or
disadvantages, then, such applicants, must be granted the benefits of age
relaxations on cumulative basis. He submits that in fact, any denial of
benefits on cumulative basis will result in treatment of unequals as equals
thereby promoting discrimination and arbitrariness.
22. Mr.
Nargolkar made reference to compilation of set of rules and executive
instructions issued mainly by the Government of India and on such basis
attempted to point out that there has been a consistent policy to construe age
relaxations on cumulative basis. He also referred to some rules/executive
instructions issued by the State Government to submit that similar policy of
construing age relaxation on cumulative basis substantially emerges. He submits
that therefore, even if rules / executive instructions may be silent in
particular instances, the principle of Casus
Omissus is not required to be
invoked. Rather, the correct principle to be applied is the principle of contemporena expostio, in order to extend the benefit of age relaxation
on cumulative basis.
23.
Mr. Nargolkar submitted that provisions relating to age relaxations or
concessions are in the nature of beneficial provisions or legislations. Therefore,
assuming there is any ambiguity involved in the interpretation, such provision,
must be construed so as to advance the benefit and not to restrict or even
thwart the same. Applying the principle of beneficent
construction, the
rules/executive instructions concerning age relaxation must be so construed so
as to extend benefits on cumulative basis.
24. Mr.
Nargolkar submits that contentions on behalf of MPSC on the aspect of possible
absurdities or the principle of ab
inconvenienti is never the
correct principle to be applied in such matters. He submits that legal
provisions have to be adjudged by the generality of the cases they cover and
not by the Freaks or the Martyrs. He submits that even otherwise such
principles are to be invoked with great caution and not merely because, in some
isolated cases, strange results might ensue.
CASE
LAW:
25.
The learned counsel cited several rulings in support of their respective
submissions. The same shall be referred to in the course of the present
opinion. Suffice to record that the main emphasis was on Indra Sawhney vs. Union of India –
1992 Supp. (3) SCC 217; M Nagraj vs. Union of India – AIR 2007 SCC 71; Union of
India and Others vs. Selvakumar and Another, 2017 (3) SCC 504; Jitendra Kumar
Singh and Another vs. State of Uttar Pradesh and Others, (2010) 3 SCC. 119 and
K.P. Varghese vs. ITOAIR 1981 SC 1922.
CONSIDERATION
OF THE SUBMISSIONS & CASE LAW:
26.
As noted earlier, the main issue involved in this reference is whether, in absence of any indication in the
rules/ executive instructions,
provisions for age relaxation should be considered on cumulative or noncumulative
basis in respect of applicants who are covered under more than one categories
for which age relaxation may have been provided ?
27.
Since the issue squarely relates to reservations, which takes within its sweep
exemptions, concessions or relaxations in matters relating to employment or
appointment to any office under the State, the issue will necessarily have to
be considered in the context of the constitutional provisions in Articles 14,16
and 335.
28.
Article 14 of the Constitution, which enshrines the guarantee of equality to
all persons provides that the State shall not deny to any person equality
before the law or the equal protection of the law within the territory of
India. In the specific context of equality of opportunity in matters of public
employment, Article 16(1) provides that there shall be equality of opportunity
for all citizens in matters relating to employment or appointment to any Office
under the State. Article 16(2) of the Constitution is even more specific and
provides that no citizen shall, on grounds only of religion, race, caste, sex,
descent, place of birth, residence or any of them, be ineligible for, or
discriminated against in respect of any employment or office under the State.
Article 16(3) is not very relevant for the present purposes, but Article 16(4)
is extremely relevant and provides that nothing in this article shall prevent
the State from making ‘any provision
for the reservation of appointments or posts’ in favour of any backward class of
citizen which, in the opinion of the State, is not adequately represented in
the services under the State. For the present purposes Article 16(4A) or 16(4B)
are not very relevant.
29. In
Indra Sawhney (supra) the Constitution Bench on
examining the meaning and content of the term ‘reservation’ in Article 16(4) concluded
that the term includes not only reservation simpliciter
or reservation proper, but also all other supplemental or ancillary
provisions as also lesser types of special provisions like exemptions,
concessions, preferences and relaxations, consistent no doubt with requirement
of maintenance of efficiency of administrationthe admonition of Article 335 of
the Constitution.
30. The
relevant discussion on the aforesaid aspect is found at para 743 of the
majority opinion in Indra Sawhney (supra) and the same reads thus:
“743.
………. Before we answer
this question it is well to examine the meaning and content of the expression
“reservation”. Its meaning has to be ascertained having regard to the context
in which it occurs.
The
relevant words are “any provision for the reservation of appointments or
posts”. The question is whether the said words contemplate only one form of
provision namely reservation simplicitor, or do they take in other forms of
special provisions like preferences, concessions and exemptions. In our
opinion, reservation is the highest form of special provision, while
preference, concession and exemption are lesser forms. The constitutional
scheme and context of Article 16(4) induces us to take the view that larger
concept of reservations takes within its sweep all supplemental and ancillary
provisions as also lesser types of special provisions like exemptions, concessions
and relaxations, consistent no doubt with the requirement of maintenance of
efficiency of administration — the admonition of Article 335.
………………………………………………………………………………
……………………………………………………………………………..
There
is no reason why such a special provision should not be held to be included
within the larger concept of reservation. It is in this context that the words
“any provision for the reservation of appointments and posts” assume
significance. The word “any” and the associated words must be given their due
meaning.
……………………………………………………………………………
(emphasis supplied)
31.
The Constitution Bench in no uncertain terms holds that the concept of
reservations which includes inter
alia relaxations may be provided
under Article 16(4) ‘consistent
no doubt with the requirement of maintenance of efficiency of administration –
the admonition of Article 335’. Therefore,
reference to the scope and import of the provisions in Article 335 becomes
necessary.
32. Article
335 of the Constitution provides that the claims of the members of SC and ST
shall be taken into consideration consistently
with maintenance of efficiency of administration, in any appointments to services and posts
in connection with the affairs of the union or a State. The proviso inserted by
the Constitution (82nd amendment) Act 2000 provides that nothing
in this Article shall prevent in making any provision in favour of members of
SC/ST for relaxation in qualifying marks in any examination or the lowering of
standards of evaluation, for reservation in matter of promotion to any class or
classes of services or posts in connection with the affairs of the Union or of
a State.
33.
The seeming overlap between Article 16(4) and Article 335 has been explained by
the Constitution Bench by holding that the provisions in Article 335 operate as
a limitation on the powers vested in the State to provide for reservations or
relaxations under Article 16(4) even though Article 16(4) makes no specific
reference to Article 335 or raises the question of maintenance of efficiency of
administration.
34. In
M. Nagraj (supra) another Constitution Bench
explained that the condition regarding “maintenance
of efficiency of administration”
imposed by Article 335 is a Constitutional limitation on the exercise of discretion
vested in the State to provide for reservations or relaxations in public
employment. The reason for this was explained that “efficiency” is a variable factor. It is therefore for
the State to decide in a given case whether the overall efficiency will be
affected by the grant of reservations or relaxations in a particular case. The
State, it was held, must ensure that reservations or relaxations are not so
excessive as to dilute the guarantee of equality in Article 16(1). Rather the
State must evolve a mechanism under which all three relevant variables i.e. efficiency, equity and justice could be accommodated.
35.
In High Court of
M.P. vs. Satya Narayan Jhavar 2001 (7) SCC 161 the Apex Court explained that the
condition of maintenance of efficiency in administration has to be respected
not only when considering the claims of the members of SC/ST but also OBCs
covered under Article 16(4) of the Constitution.
36. Similarly
in Ashitosh Gupta
vs. State of Rajasthan 2002 (4) SCC 34 the
Apex Court observed that despite the provisions in Article 46 and 16(4) of the
Constitution, Article 335 of the Constitution stipulates that the claims of SC
and ST shall be taken into consideration consistent with the maintenance of
efficiency of administration. The Apex Court observed that it was apparent that
even in the matter of reservation in favour of SC/ST, the founding fathers of
the Constitution did make a provision relating to maintenance of efficiency of
administration. Therefore, if any statutory provision provides for recruitment
of a candidate without bearing in mind the maintenance of efficiency of
administration, such provision cannot be sustained being against the
Constitutional mandate.
37. The
provisions of Article 16(4) though not in the nature of exception to the provisions
in Article 16(1) of the Constitution, nevertheless, have to be construed in
harmony with one another. The provisions in Article 16(4) are concerned with
the interest of backward classes and should be reconciled in such a manner so
that they do not unreasonably encroach upon the field of equality guaranteed by
Article 16(1) to all the citizens. Article 16(4) should be strictly construed
so that the provisions therein do not render the guarantee of equality in
Article 16(1) illusory or nugatory.
38. Again
it is necessary to note that Article 16(1) embodies a Constitutional command
that there shall be equality of opportunity for all citizens in matters
relating to employment or appointment to any office under the State. In
contrast, there is no such directive or command in Article 16(4) of the
Constitution. Indeed reservation or relaxation to a backward class is not a
Constitutional mandate. Article 16(4) merely permits the State concerned to
make provisions for reservations or relaxations if it so desires, consistent no
doubt with the Constitutional limitations as may be prescribed. Article 16(4)
only clarifies that the State is not prevented from making any provision for
reservation or relaxation in favour of backward classes, which in the opinion
of the State, may not be adequately represented in the services under the
State. From all this it is quite clear that the provisions in Article 16(4)
unlike the provisions in Article 16(1) are only enabling provisions and not
some Constitutional mandate.
39.
From the aforesaid, it follows that decisions on issues like whether to provide
any reservations or relaxations at all or what should be the quantum, scope or
extent of such reservations or relaxations or what should be the manner in
which such reservations or relaxations be granted are all issues which
essentially fall within the realm of legislative or executive policy. In the
issue of reservations, a stable equilibrium between justice to the backwards,
equity for the forwards and efficiency for the entire system has to be examined
on the facts of each case and these are not matters which can be left to be
decided on the basis of any defaults or implications.
40. Therefore,
in all such matters the State has to firstly take a conscious decision about
whether or not it is necessary to make any provision for reservations or
relaxations. If the State takes such a conscious decision to provide for
reservations or relaxations, then in deciding about the scope or content of
such reservations or relaxations, the State has to be alive to and conscious
about the Constitutional limitations as prescribed. The State has to also be
alive to and conscious about several other relevant and germane factors which
arise in the context of making provisions for reservations or relaxations. For
example, in the particular context of providing age relaxations, the State has
to be conscious about the nature of the posts for which age relaxation is
proposed. The State has to be conscious about the impact of maintenance of
efficiency of administration should some comparatively older applicants be
selected for appointment as a consequence of age relaxations. The State has to
even be conscious about the impact of age relaxations upon the appointees
concerned, particularly when it comes to computation of their qualifying
service which is usually prescribed to avail pension or other retiral benefits.
These factors are only illustrative and not exhaustive.
41. In
the same manner, the State will have to be alive to and conscious about the
impact of cumulative construction of the provisions relating to age relaxations
on a host of relevant factors including but not restricted to the maintenance
of efficiency of administration, nature of the posts, the capacities of the
appointees etc. This is because cumulative construction as approved in Patil (supra) would undoubtedly increase the quantitative
as well as the qualitative content of the relaxations. In fact, the meaning of
the term “cumulative” suggests “increasing
as each new fact or condition is considered”
or “growing in quantity, strength or effect
by successive additions”. Such
cumulative construction would render greater number of applicants eligible to
be considered for the appointments. Such cumulative construction would render
relatively older applicants to be considered for appointments even though the
maximum age limit prescribed in the respective recruitment rules or executive
instructions may be much lesser, perhaps taking into consideration the nature
of the posts or the nature of the duties expected from the appointees. The
consequences of cumulative construction can therefore, not be regarded as so
inconsequential or so trivial as to presume or commend its adoption even in the
absence of any indication to such effect in the rules/executive instructions
providing for age relaxations. Therefore, in the absence of any indication in
the rules / executive instructions providing for age relaxations, we do not
think that it would be safe to adopt a cumulative construction merely because
there may be no specific provision in such rules/ executive instructions to expressly
bar the adoption of such cumulative construction.
42. Several
sets of rules / executive instructions enacted or issued by the Central
Government or even the State Government were brought to our notice. In most of
such rules/ executive instructions, there were clear indications when
provisions relating to age relaxations were intended to be construed on
cumulative basis. For example some rules / executive instructions specify that
physically challenged persons belonging to SC / ST categories will be eligible
for age relaxations of 10 years over
and above the age relaxation of
five years admissible to them as SC / ST. (G.I. Dept. of Per & A.R.,
O.M.No. 4/3/68Estt.( D), dated the 7th
January, 1976). Some rules/ executive
instructions provide that for appointments to Group C and Group D posts with
the Central Government, the disabled defense service personnel would be allowed
relaxation of age limit upto 45 years of age but such relaxations can go upto
50 years in case of disabled defense services personnel belonging to SC/ST
category. There are rules/ executive instructions which provide for relaxation
for upper age limit for meritorious sportsmen/ sportswomen upto maximum of 5
years but such rules/ executive instructions themselves provide that the upper
age limit can be relaxed upto 10 years in respect of sportsmen/ sportswomen who
belong to the SC/ST category. Some rules/ executive instructions provide that
upper age limit can be relaxed upto 10 years in case of blind, deaf, mute and orthopaedically
handicapped persons from Group C and Group D posts but that the relaxation can
go upto 15 years if such applicants belong to SC/ST category and 13 years
category if such applicants belong to OBC category.
43. This
means that where provisions relating to age relaxations are intended to be
construed on cumulative basis, the rules/ executive instructions say so in
substantially specific or clear terms. From this, it is reasonable to infer that
where the rules/ executive instructions are silent on such a crucial aspect,
the intention was never to construe such rules/ executive instructions on
cumulative basis and thereby quantitatively and qualitatively increase the
scope, content or extent of relaxations. Any other interpretation might amount
to reading into the rules/ executive instructions something which is just not
to be found therein. Such a construction might amount to supplying causus ommissius when judicial precedents on the subject overwhelmingly
militate against such supply except perhaps, in some exceptional situations.
44. In
Pradip Kumar Maity vs. Chinmoy Kumar
Bhunia and Others, (2013) 11 S.C.C. 122 the
Apex Court, noted and even adversely commented upon the failure on the part of
the State to prescribe age relaxation for the disabled who are otherwise
entitled to protection under Persons
with Disabilities (Equal Opportunities, Protection of Rights and Full Participation)
Act, 1995. However, the
Apex Court, keeping in perspective the extant legislation and executive fiats
which provided for no age relaxation to the disabled, regrettably held that
succor cannot be extended to the appellant who was indubitably suffering from a
disability. The Apex Court in the ultimate paragraph held that in this
analysis, it cannot but conclude that the appellant has failed to disclose any
legislation or rules or orders that would facilitate, support or legitimize
appellants claim for being conferred with the advantage of age relaxation,
which is presently available only to SC/ST/OBC candidates and the Appeal was
dismissed. This ruling indicates that in the absence of any specific
legislation or executive fiat, benefit of age relaxation can not be extended
even to an otherwise deserving and disabled applicant. This ruling, therefore
militates against extension of benefits of age relaxation more than once or on
a cumulative basis in the absence of any rule or executive instruction to that
effect.
45. In
Dr. L. Raymond vs. Florence Bessie
Yakchee, AIR 1957 Allahabad 207, Desai,
J. in his concurring opinion held that merely because clauses 4 to 8 of Article
11 schedule 1 to the Court Fees Act, 1870 can be applied cumulatively, it does
not follow that they must be applied cumulatively. When two provisions of law
can apply either cumulatively or alternatively to a given state of facts, there
is no presumption that they are to be applied cumulatively any more than they
are to be applied alternatively. Even if the Court finds that the intention of
legislature was to apply them cumulatively but it has not expressed its
intention in words capable of being construed to indicate it, then it is not
for the Court to supply the words and hold that the provisions be construed
cumulatively. A Court can construe or interpret existing words but can not
supply missing words.
46.
Even the principle of contemporena
expositio pressed into service by
the learned Amicus
curiae does not persuade us to
adopt a cumulative construction when there is no indication in the rules/ executive
instructions to prompt such a construction. This principle posits that the words
of statute must generally be understood in the sense they bore when the statute
was enacted or in other words, they are liable to be understood as used with
reference to the subject matter in the mind of the legislature and limited to
it. This principle however has some well settled limitations. Firstly, such
principle will apply where the statute in question is obscure or ambigious and
its true meaning cannot be ascertained by resort to intrinsic aids of
construction. Secondly, and generally such principle is applied to construction
of old statutes and not relatively modern statutes as was pointed out by the
Apex Court in Sr.
Electrical Inspector vs. Lakshmi Narain Chopra, AIR 1962 SC 159.
47. In
the present case, we are really not concerned with obscure or ambgious
provisions but we are concerned with a situation where there are no provisions
in the rules / executive instructions for construing age relaxation provisions
in a cumulative manner. Secondly, we are also not dealing with any old or
ancient statues to which generally the principle of contemporena expositio is applied.
48.
Even if on the basis of the ruling of the Apex Court in K.P. Varghese vs. ITOAIR 1981 SC 1922, we were to
apply the principle of contemporena
expositio., the result
would not be any different. This is because the practice which emerges from the
material on record suggests that wherever cumulative construction was intended,
such intention was invariably reflected in the rules / executive instructions.
Therefore, even applying the principle of contemporena
expositio, it will have to be held
that in the absence of any indication in the rules/executive instructions, the provisions
relating to age relaxations ought to not be construed on cumulative basis.
49. The
learned Advocate General however submitted that if an applicant is covered
under categories relatable to Article 16(4) and thereby eligible for vertical
reservations as well as categories relatable to Article 16(1) and thereby
eligible for horizontal reservations, then, having regard to the distinct
sources and objects of such reservations, such applicant ought to be granted
age relaxation benefits on cumulative basis. He however submits that if an
applicant is covered under two or more categories relatable to Article 16(1)
and thereby eligible for horizontal reservations, then such applicant cannot
insist upon the benefit of age relaxation on cumulative basis and such
applicant can be granted only one age relaxation benefit – perhaps that which
is most beneficial to such applicant.
50. There
are several reasons which dissuade us from accepting the aforesaid submissions
made by the learned Advocate General.
51. In
the first place, the Constitution Bench in Indra
Sawhney (supra) has made it
clear that reservations which include preferences, concessions, exemptions and
relaxations can always be granted under Article 16(1) of the Constitution since
Article 16(4) is not exhaustive of the very concept of reservation. However,
the Constitution Bench, in the context of reservations or relaxations under
Article 16(1) has held that such reservations or relaxations can be resorted to
in very exceptional situations and not for all and sundry reasons.
52. The
relevant discussion in the aforesaid regard is to be found in para 744 of Indra Sawhney (supra) and the same reads as follows:
“Question
2(c): Whether Article 16(4) is exhaustive of the very concept of reservations ?
744.
The aspect next to be
considered is whether clause (4) is exhaustive of the very concept of
reservations? In other words, the question is whether any reservations can be
provided outside clause (4) i.e., under clause (1) of Article 16. There are two
views on this aspect. On
a fuller consideration of the matter, we are of the opinion that clause (4) is
not, and cannot be held to be, exhaustive of the concept of reservations; it is
exhaustive of reservations in favour of backward classes alone. Merely because, one form of classification
is stated as a specific clause, it does not follow that the very concept and power
of classification implicit in clause (1) is exhausted thereby. To say so would
not be correct in principle. But,
at the same time, one thing is clear. It is in very exceptional situations, —
and not for all and sundry reasons — that any further reservations, of whatever
kind, should be provided under clause (1). In such cases, the State has to
satisfy, if called upon, that making such a provision was necessary (in public
interest) to redress a specific situation. The very presence of clause (4)
should act as a damper upon the propensity to create further classes deserving
special treatment. The reason for saying so is very simple. If reservations are
made both under clause (4) as well as under clause (1), the vacancies available
for free competition as well as reserved categories would be a correspondingly
whittled down and that is not a reasonable thing to do.” (emphasis supplied)
53.
From the above discussion in para 744, it is clear that though the State is
competent to provide for reservations or relaxations to classes other than
SC/ST and OBC under Article 16(1) of the Constitution, the State may resort to
such reservations or relaxations only in very exceptional situations and not
for all and sundry reasons. In fact, the Constitution Bench has held that all
such reservations or relaxations under Article 16(1) are prima facie suspect in the sense that if they are
questioned, then the onus is on the State to satisfy that the making of such
reservations or relaxations was necessary in public interest to redress a
specific situation. The Constitution Bench has reasoned that the very presence
of Article 16(4) should act ‘as
a damper upon the propensity to create further classes deserving special
treatment.’ The
Constitution Bench has further held that the reason for saying so is very
simple. ‘If reservations are
made both under clause (4) as well as under clause (1), the vacancies available
for free competition as well as reserved categories would be correspondingly
whittled down and that is not a reasonable thing to do.’
54.
The aforesaid not only contemplates serious application of mind before any
provisions for reservations or relaxations are made under Article 16(1) of the
Constitution but further indicates that the provisions for reservations or
relaxations under Article 16(1) cannot operate by default. The cumulative
construction approved in Patil
(supra) will extend the content
and scope of the provisions relating to age relaxations. In turn such extension
will contribute to the whittling down of vacancies available for free
competition as well as to the reserved categories. This, as pointed out by the
Constitution Bench, will not be a reasonable thing to do. Therefore, at least
in the absence of any indication in the rules / executive instructions, the
view in Dubewar (supra) will have to be preferred over the view in
Patil (supra).
55.
Secondly, the Constitution Bench in Indra
Sawhney (supra) has held that
though Article 16(4) is not exhaustive of the very concept of reservations,
nevertheless the same is exhaustive of the subject of reservations in favour of
SC/ST and OBC. This means that the members belonging to SC/ST and OBC cannot
ordinarily insist upon any reservations or relaxations apart from or outside of
Article 16(4) of the Constitution.
56. The
relevant discussion in the aforesaid regard is to be found in para 743 of Indra Sawhney (supra) and the same reads thus:
“743. …………..It is true that in Thomas it was assumed
by the majority that clause (4) permits only one form of provision namely reservation
of appointments/posts and that if any concessions or exemptions are to be
extended to backward classes it can be done only under clause (1) of Article
16. In fact the argument of the writ petitioners (who succeeded before the
Kerala High Court) was that the only type of provision that the State can make
in favour of the backward classes is reservation of appointments/posts provided
by clause (4) and that the said clause does not contemplate or permit granting
of any exemptions or concessions to the backward classes. This argument was
accepted by Kerala High Court. This Court, however, by a majority (Ray, CJ,
Mathew, Krishna Iyer and Fazal Ali, JJ) reversed the view taken by Kerala High
Court, holding that such exemptions/concessions can be extended under clause
(1) of Article 16. Beg,
J who joined the majority in upholding the validity of notification rested his opinion
on a different basis. According to him, the exemption provided by impugned
notification was indeed a kind of reservation and was warranted by and
relatable to clause (4) of Article 16 itself. This was because — according to
the learned Judge — clause (4) was exhaustive of the provisions that can be
made in favour of the backward classes in the matter of employment. We are
inclined to agree with the view taken by Beg, J for the reasons given
hereinabove. In our
opinion, therefore, where the State finds it necessary — for the purpose of
giving full effect to the provision of reservation to provide certain
exemptions, concessions or preferences to members of backward classes, it can
extend the same under clause (4) itself. In other words, all supplemental and
ancillary provisions to ensure full availment of provisions for reservation can
be provided as part of concept of reservation itself. Similarly, in a given
situation, the State may think that in the case of a particular backward class
it is not necessary to provide reservation of appointments/posts and that it
would be sufficient if a certain preference or a concession is provided in
their favour. This can be done under clause (4) itself. In this sense, clause (4) of Article
16 is exhaustive of the special provisions that can be made in favour of “the
backward class of citizens”. Backward Classes having been classified by the
Constitution itself as a class deserving special treatment and the Constitution
having itself specified the nature of special treatment, it should be presumed that
no further classification or special treatment is permissible in their favour
apart from or outside of clause (4) of Article 16”.
(emphasis
supplied)
57.
From the above discussion, it is quite clear that Article 16(4) is exhaustive
of the special provisions that can be made in favour of SC/ST and OBC and
consequently, it will not be open for the members of the SC/ST and OBC to
insist upon any further reservations or relaxations apart from or outside
Article 16(4) of the Constitution. The Constitution Bench has reasoned that
since backward classes, i.e., SC/ST and OBC have been classified by the
Constitution itself as a class deserving special treatment and the Constitution
having itself specified the nature of special treatment, it should be presumed that no further
classification or special treatment is permissible in their favour apart from
or outside of clause (4) of Article 16.
58.
The aforesaid means that if any special provisions like age relaxations have
already been made in favour of SC/ST and OBC under Article 16(4) of the
Constitution, then, it is not ordinarily open to the members belonging to SC/ST
and OBC category to insist upon benefits of further classification or further
special treatment apart from or outside the provisions of Article 16(4) of the
Constitution. Therefore, if an applicant avails benefits of age relaxations
under Article 16(4) on the basis that he / she belongs to SC/ST or OBC
category, then such an applicant cannot insist upon additional benefits of age
relaxation under Article 16(1) of the Constitution on the ground that such
applicant also belongs to some category relatable to Article 16(1) like say
physically challenged, exservicemen, ward of freedom fighter, project affected
person etc., and that too in the absence of any specific provision or
indication in the rules / executive instructions dealing with age relaxations.
The observations in para 743 of Indra
Sawhney (supra), in our
opinion are sufficient to reject the submissions made by the learned Advocate
General based upon sources or objects of reservations or relaxations relatable
to Article 16(1) and 16(4) of the Constitution.
59. Thirdly,
we are of the opinion that even otherwise the distinction based upon the
distinct sources or distinct purposes makes no significant difference to the
principle involved. If such a distinction is to be accepted then the later
submission made by the learned Advocate General in the context of noncumulative
construction when it comes to applicants covered under two or more categories
relatable to Article 16(1) will be rendered vulnerable. Then, it would be
contended that the purpose or even the source of reservation in favour of the
physically challenged is different and distinct from the purpose and even the
source of reservation in favour of say exservicemen or project affected persons.
60. Rather,
a noncumulative construction in the absence of any specific provision or
indication in the rules / executive instructions will be entirely consistent
with the proposition that Article 16(4) is exhaustive of the subject of
reservations or relaxations in favour of SC/ST and OBC. Therefore, if any
provisions for reservations or relaxations have been made in favour of SC/ST
and OBC under Article 16(4) then it should be presumed that no further
classification or special treatment is permissible in their favour apart from
or outside of Article 16(4). To classify SC/ST or OBC applicants who have
already availed of the benefits of reservations or relaxations under Article
16(4) into say physically challenged SC applicants or exservicemen OBC
applicants or to grant them any further special treatment on such basis would
amount to further classification of SC/ST or OBC applicants. The same would
also amount to award of further special treatment in favour of SC /ST and OBC
apart from or outside Article 16(4) of the Constitution. This in turn would
defeat the proposition that Article 16(4) is exhaustive of the special
provisions that can be made in favour of SC/ST and OBC. The adoption of
cumulative construction as approved in Patil
(supra) would thus run counter to this
proposition expounded by the Constitution Bench in Indra Sawhney (supra).
61. Since,
the learned Advocate General made reference to the concept of vertical and
horizontal reservations, it is necessary to note that in Indra Sawhney (supra) the Constitution Bench held that
ordinarily reservations proper
ought not to exceed the ceiling of 50%.
In that context an issue arose as to whether this ceiling ought to apply only
to reservations in favour of SC/ST and OBC under Article 16(4) (vertical
reservations) or whether the ceiling would apply to reservations proper made under both Article 16(4) as well as
under 16(1) (horizontal reservations).
62. The
Constitution Bench answered the aforesaid issue at paragraph 812 and 813 in the
following terms:
“812.
We are also of the
opinion that this rule of 50% applies only to reservations in favour of
backward classes made under Article 16(4). A little clarification is in order
at this juncture: all reservations are not of the same nature. There are two types of reservations,
which may, for the sake of convenience, be referred to as ‘vertical
reservations’ and ‘horizontal reservations’. The reservations in favour of Scheduled
Castes, Scheduled Tribes and other backward classes [under Article 16(4)] may
be called vertical reservations whereas reservations in favour of physically
handicapped [under clause (1) of Article 16] can be referred to as horizontal
reservations.
Horizontal
reservations cut across the vertical reservations — what is called interlocking
reservations. To be more
precise, suppose 3% of the vacancies are reserved in favour of physically
handicapped persons; this would be a reservation relatable to clause (1) of
Article 16. The persons selected against this quota will be placed in the
appropriate category; if he belongs to SC category he will be placed in that quota
by making necessary adjustments; similarly, if he belongs to open competition
(OC) category, he will be placed in that category by making necessary adjustments.
Even after
providing for these horizontal reservations, the percentage of reservations in
favour of backward class of citizens remains — and should remain — the same. This is how these reservations are
worked out in several States and there is no reason not to continue that
procedure.” (emphasis supplied)
“813.
It is, however, made
clear that the rule of 50% shall be applicable only to reservations proper;
they shall not be — indeed cannot be — applicable to exemptions, concessions or
relaxations, if any, provided to ‘Backward Class of Citizens’ under Article
16(4).”
63.
Again the aforesaid discussion expresses the anxiety to adopt a construction
which will maintain the ceiling of 50% to the extent possible. If the vertical
and horizontal reservations were to be construed on cumulative basis or without
interlocking, then the overall ceiling of 50% would have been difficult to
maintain thereby resulting in excessive reservations. The Constitution Bench no
doubt clarified that the ceiling of 50% would apply only to reservation proper and not to exemptions, concessions or
relaxations in favour of SC/ST and OBC under Article 16(4) of the Constitution.
But the principle of interlocking the vertical and horizontal reservations so
that the overall ceiling of 50% is maintained suggests that in such matters
interpretation or construction which does not unduly enhance the scope or
quantum of reservations or relaxations should be preferred over an
interpretation or construction which enhances the scope or quantum of
reservations or relaxations both, quantitatively as well as qualitatively.
Therefore, in the absence of any indication in the rules / executive instructions,
the application of the above principle also leads us to prefer the view in Dubewar (supra) over the view in Patil (supra).
64. The
learned Amicus Curiae contended that grant of age relaxation may not amount to
grant of reservations since the grant of age relaxation does not disturb the
concept of ‘level
playing field’ but rather
restores such concept. He also contended that if the applicants belonging to SC/ST
or OBC categories are further disadvantaged on account of belonging to
categories like the physically challenged or the project affected, then such
applicants deserve double or even triple benefits of age relaxation. He submitted
that denial of such double or triple benefits will virtually amount to treating
a physically challenged SC applicant on par with an SC applicant who is not
physically challenged. The learned Amicus Curiae submits that this will amount
to treating unequals as equals which is equally violative of the principles of
equality enshrined in Articles 14 and 16 of the Constitution. He relied on Jitendra Kumar (supra).
65. In
Jitendra Kumar (supra) the cardinal issue before the Apex Court
was whether reserved category candidates who have taken the benefit of age or
fee relaxations were entitled to be appointed against the seats reserved for
the general category on the ground that in the written examination they had
secured more marks than the last candidate in the general category. The Apex
Court held that such reserved category candidates were entitled to be appointed
against the seats reserved for the general category in the context of the
statutory rules as applicable and the Apex Court also proceeded to make some
general observations in para 75 to the effect that provisions for age
relaxation may not amount to reservations since they do not upset ‘level playing field’ visàvis the general category candidates.
66. In
at least two later judgments, i.e., Deepa
E.V. vs. Union of India and ors. – (2017) 12 SCC 680 and Gaurav Pradhan and ors. Vs. State of Rajasthan and ors. –
(2018) 11 SCC, the Apex
Court clarified that the ruling in Jitendra
Kumar (supra) was in the
context of the peculiar statutory scheme and the general observations were
accordingly restricted to the peculiar facts and the peculiar statutory scheme
which fell for consideration.
67. In
Deepa E.V. (supra) once again, the issue arose as to whether
the applicant who belonged to OBC category and who had availed the benefit of
age relaxation could claim appointment against the post reserved for general
category candidates on the ground that she had secured more marks than the last
candidate in the general category. This time, the Apex Court ruled that the
matter will have to be governed by the statutory rules or executive
instructions in force at the time of the recruitment. In the rules /executive
instructions in force at the time of recruitment, there was an express bar for
the candidates belonging to SC/ ST and OBC categories who had availed age
relaxation from being considered to posts meant for the general categories. The
Apex Court distinguished Jitendra
Kumar (supra) by pointing
out that the said decision was based upon the statutory interpretation of the
U.P.Act, 1994 and the Government order dated 25th
March 1994 which had provided an entirely
different scheme under which candidates from the reserved categories who had
availed age or fee relaxations could nevertheless be considered for
appointments to posts meant for general categories provided that such reserved
category candidates secured more marks than the last candidate in the general
category.
68. In
Gaurav Pradhan (supra), the Apex Court followed its decision in Deepa E.V. (supra) and specifically restricted the general
observations in paragraph 75 of Jiendra
Kumar (supra) to the effect
that relaxation in age does not upset level
playing field by stating
that the ratio in Jitendra
Kumar (supra) has to be read
in the context of statutory provisions and the Government order dated 25th March 1994.
The Apex Court held that the general observations cannot be applied in a case
where the Government orders are to the converse effect.
69. In
Gaurav Pradhan (supra) , the Apex Court reiterated the legal
position that reservation being the enabling provision, the manner and extent
to which reservation is provided has to be spelled from the orders issued by
the Government from time to time. The Apex Court also held that reservation is
wide enough to include exemption, concession, etc. since such exemptions,
concessions etc. are allowable to the reserved category candidates to
effectuate and to give effect to the object behind Article 16 (4) of the
Constitution. The State is therefore, fully empowered to lay down the criteria
for grant of exemption, concession and relaxations or the manner and
methodology to effectuate such reservations. Based on all this, the Apex Court
held that the State was competent to provide a methodology for migration of
reserved category candidates to general category provided such candidates had
not availed any relaxation on the basis that they belonged to reserved category
or to bar the migration where such reserved category candidates had availed the
benefit of age relaxation.
70. The
rulings in Deepa E.V. (supra) and Gaurav
Pradhan (supra) also support
the view that reservation as contemplated under Article 16 (includes not only
reservation proper but also exemptions, concessions, relaxations
to effectuate the object of reservation. Further, these decisions also lay down
that provisions for reservation are only enabling provisions and therefore, the
manner and the extent to which reservation is to be provided, has to be spelled
out from the orders issued by the Government from time to time. Therefore, in
the absence of any indication in the rules/ executive instructions as to
whether the benefits of age relaxation are to be construed on cumulative basis
it would be quite unsafe to extend the benefits of such relaxation on
cumulative basis, merely on the ground that there is no express bar in the
rules / executive instructions to adopt such a construction. Since, cumulative
construction of age relaxation provisions would virtually amount to making of
reservation or extending scope of reservation, it is only appropriate that such
making of reservation or extending of the scope of reservations is preceded by
application of mind and a conscious decision to make or extend the scope of
reservations. Therefore, in the absence of any indication in the rules or
executive instructions, it will not be safe to construe the provisions as to
age relaxation on a cumulative basis.
71. In
Union of India vs. Shiv Bachan Rai
(2001) 9 Supreme Court Cases 356, the
Apex Court held that prescribing of any age limit for a given post, as also
deciding the extent to which any relaxation can be given if an age limit is
prescribed, are essentially matters of policy. It is, therefore, open to the
Government while framing rules under proviso to Article 309 of the Constitution
to prescribe such age limits or to prescribe the extent to which any relaxation
can be given. Prescription of such limit or the extent of relaxation to be
given, cannot be termed as arbitrary or unreasonable. In the said case, the
only basis on which the respondent had moved the Central Administrative
Tribunal was the earlier Rules of 1976 under which, though an age limit was
prescribed, a limit had not been placed on the extent of relaxation which could
be granted. The Apex Court reversed the decision of the Tribunal which had held
that prescription of a limit on the extent of relaxation was invalid and
arbitrary by observing that if at all any charge of arbitrariness can be levied
in such cases, it is to the nonprescribing of any limit on the extent of
relaxation. The Apex Court held that not prescribing any basis for granting
relaxation or not prescribing any limit on the extent of relaxation, might lead
to arbitrariness in exercise of power of relaxation.
72. The
ruling in Shivbachan Rai (supra) makes it clear that no arbitrariness or
unreasonableness is involved in prescribing limits on the extent of age
relaxations. Rather, arbitrariness or unreasonableness would result in not
prescribing any basis for grant of relaxation or in prescribing limits on the
extent of relaxation. Thus, grant of some open ended age relaxation or
conferment of power of age relaxation without any limits was impermissible.
Adoption of cumulative construction of provisions relating to age relaxations,
in the absence of any indication to this effect in the rules / executive
instructions might also lead to grant of open ended age relaxations
particularly in case of applicants who are covered under say three to four
categories for which provisions for age relaxations may have been made. At
least, by way of default therefore, it will be unsafe to adopt cumulative
construction in such matters.
73. The
contention raised by the learned Amicus
Curiae that adoption of a
noncumulative construction might result in treating unequals as equals can be
considered by reference to the ruling of the Apex Court in Union of India vs. Selvakumar (supra). Similar contention was raised in the said
case before the Apex Court in the context of number of attempts made available
to physically challenged candidates belonging to the general and reserved
categories. In the said case, the Apex Court was dealing with challenges to
judgments of the Madras High Court and Delhi High Court allowing writ petitions
filed by physically challenged candidates belonging to OBC claiming that they
were entitled to avail 10 attempts instead of 7 attempts in civil services
examination. This claim was on the ground that the number of attempts for
physically challenged candidates belonging to general category had been
increased from 4 to 7 and therefore there should have been a proportionate
increase in the attempts permissible to physically challenged candidates
belonging to the OBC category. The precise contention raised was that the
treatment of physically challenged OBC candidates and physically challenged
general category candidates at par would amount to treatment of unequals as
equals thereby violating the Articles 14 and 16 of the Constitution.
74. The
Apex Court expressly rejected the aforesaid contention by holding that this was
not a case of treating unequals as equals. It was a case of extending
concessions and relaxations to physically handicapped candidates belonging to
general category as well as physically handicapped candidates belonging to OBC
category. ‘Physically handicapped
category’ is a category in
itself, a person who is physically handicapped, be it physically handicapped of
a general category or OBC category, suffering from similar disability has to be
treated alike in extending the relaxations and concessions. Both being provided
7 attempts to appear in Civil Services Examination, no discrimination or
arbitrariness can be found in such scenario. The Apex Court explained that
reserved category candidates belonging to OBC are separately entitled for
benefits which flow from ‘vertical
reservations’ and ‘horizontal reservations’ being different from vertical
reservations, no discrimination can be found when physically handicapped
candidates of both the categories get equal chances, i.e., 7 chances to appear
in the examination. The Apex Court referring to its earlier ruling in Mahesh Gupta and ors vs. Yashwant
Kumar Ahirwar and ors.( 2007) 8 SCC 621 held
that a disabled is a disabled. The question of making any further reservation
on the basis of caste, creed or religion ordinarily may not arise. They
constitute a special class.
This reasoning is sufficient to reject
the contention based upon alleged treatment of unequals as equals.
75.
The Apex Court in Union of
India vs. Selvakumar (supra) indicated
yet another reason for reversing the view taken by the Madras and Delhi High
Court that denial of additional attempts to physically challenged applicants
belonging to reserved category did not amount to treatment of unequals as
equals. At paragraph 47, the Apex Court held that the horizontal reservation
and relaxation for physically challenged applicants for Civil Services
Examination, was a matter of governmental policy and the Government after
considering the relevant materials has extended relaxation and concessions to
the physically challenged applicants belonging to reserved category as well as
general category. Therefore, it was not in the domain of the courts to embark
upon an inquiry as to whether a particular public policy is wise and acceptable
or whether better policy could be evolved. The Court can only interfere if the
policy framed is absolutely capricious and noninformed by reasons, or totally
arbitrary, offending the basic requirement of Article 14 of the Constitution.
76. Therefore,
applying the aforesaid principles to the present case, we do not think that
cumulative construction can be adopted in respect of provisions relating to age
relaxation in the absence of any policy prompting such cumulative construction
being reflected in the rules / executive instructions as applicable. Besides,
we are of the opinion that the principle of discrimination has to be examined
also from the perspective of the general category candidates. Admittedly, on
account of social or other handicaps, some applicants have been granted
benefits of age relaxation, which benefits do not apply to applicants belonging
to general category. In the absence of any indication in the rules / executive
instructions it may not be permissible to further classify such applicants on
the basis of certain additional handicaps or on the basis that such applicants
are covered in categories relatable to both Article 16(1) as well as Article
16(4) or to more than one categories relatable to Article 16(1). Such excessive
classification or rather, award of excessive benefits on the basis of excessive
classification at least cannot result by default or in the absence of specific provision
warranting the extension of such cumulative benefits.
77.
The provisions relating to age relaxations are to be construed strictly just as
general provisions relating to exemptions or relaxations are subject to strict
construction. Ordinarily, there is no scope for implications in such matters.
In Union of India
vs. Arulmozhi Iniarasu and ors 2(7) SCC 397, the Apex Court has held that engagement
of casual labourers even for considerably long time did not confer any legal
right on them for seeking a writ of mandamus for relaxation of age limit.
Besides, the direction for grant of relaxation in age limit over and above what
was stipulated in the recruitment rule/ advertisement was unsustainable.
78. The
scope or content of reservations or relaxations cannot be extended by applying
the principle of beneficial construction. The provisions for reservations or
relaxations have to be so construed as not render guarantee of equality under
Article 16(1) illusory or nugatory. In any case, the principle of beneficial
construction can apply in case of obscure or ambiguous provisions. In the
present case, we are concerned with a situation where the rules / executive
instructions give no indication as to whether the provisions of age relaxation
are to be construed on a cumulative basis when an applicant is covered under
more than one categories for which such relaxations are provided. Though, as
rightly pointed out by the learned Amicus
Curiae such matters have to be
adjudged by the generality of the cases they cover and not by any Freaks or
Martyrs the rules / executive instructions may unwittingly produce, even on the
generality of the cases, we are of the opinion that the scope and extent of reservations
or relaxations cannot be enhanced or extended by adopting a cumulative
construction in the absence of any such indication in the rules / executive
instructions. In a given case, the rules / executive instructions may
specifically permit a cumulative construction even though, such construction
may result in an applicant who may be close to the age of superannuation being
rendered eligible for consideration. Whether to permit such a situation or not
may be in the realm of legislative or executive policy. As was made clear at
the outset, we are not dealing with issues of legality or validity of rules /
executive instructions of such nature. All that we say is that in the absence
of any policy as reflected in the rules / executive instructions, cumulative
construction cannot be preferred over noncumulative construction when it comes
to interpretation of provisions relating to age relaxation.
79. The
contention that MPSC lacks locus
standi is not at all relevant in
order to answer the present reference. In any case, we fail to appreciate how
the MPSC can be said to lack locus
standi to raise such an issue
when their rejection of the candidatures of the applicants came to be upset by
the MAT by adopting a cumulative construction of the provisions relating to age
relaxation. The MPSC has pointed out that there is one decision of the Division
Bench of this Court which supports their view and another which does not
support their view. Therefore, we see no force in the contention that MPSC
lacks locus standi in the matter.
80. The
issue as to whether Patil
(supra) is per incuriam or sub
silentio because it failed to
notice or consider prior decision in Dubewar
(supra) need not be the basis for
answering this reference. We accept the suggestion of the learned Amicus Curiae that it is better that the reference is
answered and the conflict between the two decisions is resolved. We however,
see no merit in the contention that there was no conflict between the views
expressed in Dubewar
(supra) and Patil (supra). In Dubewar
(supra) , the Division Bench
declined the invitation to construe the provisions on cumulative basis whereas
in Patil (supra) the provisions were construed on
cumulative basis. The distinction on the basis of slight difference in the
facts does not shadow the conflicting principles of interpretation adopted in
the two decisions. There was a clear conflict between the two decisions
necessitating the present reference.
81. Therefore,
upon cumulative consideration of the aforesaid factors, we are of the opinion
that in the absence of any indication in the rules / executive instructions,
the provisions as to age relaxation should be construed on noncumulative basis
as held in Dubewar (supra) and not on cumulative basis as
held in Patil (supra).
ANCILLARY
ISSUE :
82.
Ancillary to the main issue involved in this reference, there arises yet
another issue as to which of the two or more benefits of age relaxations can an
applicant, who is covered under two or more categories eligible for age
relaxation, claim ? For example, if an applicant is both a member of SC
category as well as a physically challenged category and the age relaxation
prescribed for SC category is upto 5 years and for physically challenged
category is upto 10 years, then, the issue which arises is which of the two
benefits of age relaxation can such an applicant claim ?
83.
According to us, in the absence of any indication to the contrary in the
rules/executive instructions governing the issue of age relaxation, such an
applicant must have the choice to opt for either of the two benefits.
Generally, though not invariably this could be the maximum of the two or more
benefits available to such an applicant. This means that the applicant, in the
example referred to in the preceding paragraph may opt for the benefit of age
relaxation upto 5 years on the ground of his belonging to the SC category if
such relaxation suffices his purpose or such applicant may opt for benefit of
age relaxation upto 10 years on the ground that he belongs to physically
challenged category. However, in absence of any indication in rules/executive
instructions governing issue of age relaxations, such an applicant cannot
insist upon availing benefits of age relaxations on cumulative basis, i.e., age
relaxation of 5+10 = 15 years.
83a.
Before we conclude, we thank Mr. S.R. Nargolkar, learned Amicus Curiae for the
able assistance rendered to us in this matter.
ANSWERS
AND DIRECTIONS :
84.
Accordingly, we answer the reference in the following terms:
A]
In the absence of any indication in the rules / executive instructions, the
provisions for age relaxation cannot be construed on cumulative basis in
respect of applicants who are covered under more than one categories for which
age relaxations may have been provided. Rather, such provisions will have to be
construed on a noncumulative basis;
B]
This means that if an applicant, for example belongs to the SC category for which
age relaxation upto 5 years is provided and also belongs to exservicemen category
for which the age relaxation upto 3 years is provided, then such applicant, in
the absence of any indication in the rules / executive instructions, will be
entitled to claim age relaxation upto 5 years or upto 3 years (on noncumulative
basis) as per his/her choice but not age relaxation upto 5 + 3 = 8 years (on
cumulative basis);
C]
The applicants who are covered under more than one categories for which age
relaxations may have been provided, in the absence of any contrary indication
in the rules / executive instructions, will have a choice to opt for benefits
of age relaxation which suit their interests best, though on noncumulative basis
as explained in paragraph 83 of this opinion;
D]
The ruling in Dubewar
(supra) which adopts the
principle of non cumulative construction is therefore, endorsed and the ruling
in Patil (supra) which adopts the principle of cumulative
construction, is not;
E]
The two petitions may therefore be placed before the regular Bench for disposal
in accordance with this opinion.
(A.
S. OKA, J.) (M. S. SONAK, J.) (DR. SHALINI PHANSALKARJOSHI, J.)
